Initial Interview Form

To make the best use of our time together please complete and return this form to us before our meeting.

KFG Initial Interview Form

Name Person 1:*
Date of Birth Person 1:*
Phone Person 1:*
E-mail Person 1:*
Profession Person 1:*
Employer Person 1:*
Name Person 2:
Date of Birth Person 2:
Phone Person 2:
E-mail Person 2:
Employer Person 2:
Profession Person 2:
Do you have a will?
Do you have a Living Trust?
Do you have Life insurance?
Whole Life ($):
Term ($):
Do you have an asset protection trust?
Do you have long-term care insurance?
Do you own any real estate in your own name?
Do you Track Personal Expenses?
Do you have a retirement plan?
Do you have a small business?
Have you Funded your Children's Education?


**Please use whole numerical values only, not symbols, commas or decimals.  

Annual Gross Income (Before Taxes):*
Annual Savings/Retirement Plan Contributions:*


**Please use whole numerical values only, not symbols, commas or decimals.  

Savings, Money Market, CDs
College Savings (529/Coverdell Plans)
Taxable Investments (Stocks, Bonds, Options, REITS, Mutual Funds
Employer Pensions Plans (Defined Benefit, MPPP, Profit Sharing)
Investment Real Estate (Office Buildings, Rental Properties)
IRAs, Roth IRAs, SEPs
401K, 403b, 457, TSP, Simple
Personal Property:
Closely Held Business Interests(Partnerships, Corporations, Limited Partnerships)
Second, Vacation Homes
Total Assets:


**Please use whole numerical values only, not symbols, commas or decimals.  

Home Mortgage (First, Seconds, HELOCs)
Consumer Loans (Credit Cards, Student Loans, Car Loans, Etc.)
Investment Real Estate or Business Loans
Total Liabilities:


Total Net Worth (Assets less Liabilities)
Please prioritize the financial assistance you are seeking (1-Top Priority, 2-Second....6-lowest):
Total: 0/21
Tell us about your most important financial concerns and what you would like to accomplish through this engagement.
Tell us about your most important non-financial concerns right now?
Describe how you envision your lifestyle 5 years from now. (What are you doing or becoming, where, how, etc)
Describe previous experiences working with financial advisors. What was good/unsatisfactory?
Tell us how you make important investment decisions?
Tell us about future financial changes that you wish to plan for. (i.e.Family obligations /inheritances...)
During our review 3 years from now, what will need to have happened for you to be satisfied with your progress?
Tell us about past Litigation involvements. What happened?
Describe your ideal relationship with a financial planner.
Is there anything else we need to talk about? Any "special needs" situations you are responsible for?
Where did you hear about us?