Dig Deeper Than CFP To Find Financial Planner

Watch this video on YouTube I have long recommended that consumers look for a Certified Financial Planning (CFP) certificant when shopping for a financial planner. But don’t stop there. A CFP is no guarantee that someone is a competent, ethical, fiduciary...

Use Resources to Check for Financial Adviser’s Past Misconduct

Watch this video on YouTube Shopping for a financial adviser you can trust has never been easy. The new Department of Labor rule requiring brokers to act in a fiduciary capacity when dealing with retirement plan assets has not made it any easier. The...

The High Cost of SEC Compliance

The KFG team was huddled around our conference table as the auditor dutifully and painfully went one by one through his checklist.  It was painstakingly detailed, frustrating, and at most times, boring. I wondered why we were taking away productive time we could be...